Regulatory Reporting: Who Actually Supports Your SMF16 and SMF17 Most of what is written about Senior Managers covers the individuals: personal accountability, Form A, the fit…
Read moreCrypto and Digital Assets: The Finance and Compliance Talent Gap Behind the FCA’s New Regime The UK’s new cryptoasset regime is now set. The FCA published…
Read moreFinancial Controllers for FCA-Regulated Firms: What Actually Makes the Role Different A financial controller role at an FCA-regulated firm is often advertised, and filled, as if…
Read moreCASS Accountants: Why Client Money Experience Has to Be Specific, Not General Of all the finance hires an FCA-regulated firm makes, the CASS accountant is the…
Read moreSMF14 Explained: What the FCA Actually Expects From a Senior Independent Director Most companies have a Senior Independent Director, and most SIDs rarely hear from anyone…
Read moreSMF10 and SMF11: The Risk and Audit Committee Chairs Under the SMCR Of the Senior Manager Functions held by non-executives, SMF10 and SMF11 are the two…
Read moreSMF9 Explained: What the FCA’s Chair Function Actually Requires Every FCA and PRA-regulated firm has a governing body, and every governing body has a chair. Under…
Read more
