Regulatory Reporting: Who Actually Supports Your SMF16 and SMF17 We spend a lot of time on this site talking about the individuals who hold Senior […]
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Crypto and Digital Assets: The Finance Talent Gap Behind the FCA’s New Regime
Crypto and Digital Assets: The Finance Talent Gap Behind the FCA’s New Regime The FCA’s cryptoasset regime has moved from consultation to live obligation over […]
Financial Controllers for FCA-Regulated Firms: What Actually Makes the Role Different
Financial Controllers for FCA-Regulated Firms: What Actually Makes the Role Different A Financial Controller role at an FCA-regulated firm is frequently advertised, and frequently filled, […]
CASS Accountants: Why Client Money Experience Has to Be Specific, Not General
CASS Accountants: Why Client Money Experience Has to Be Specific, Not General Of all the finance-function hires an FCA-regulated firm makes, the one most likely […]
SMF14 Explained: What the FCA Actually Expects From a Senior Independent Director
SMF14 Explained: What the FCA Actually Expects From a Senior Independent Director Most companies have a Senior Independent Director, and most SIDs never hear from […]
SMF10 and SMF11: The Risk and Audit Committee Chairs Under the SMCR
SMF10 and SMF11: The Risk and Audit Committee Chairs Under the SMCR Of all the Senior Manager Functions available to non-executives, SMF10 and SMF11 are […]
SMF9 Explained: What the FCA’s Chair Function Actually Requires
SMF9 Explained: What the FCA’s Chair Function Actually Requires Every FCA and PRA-regulated firm has a governing body, and every governing body has a chair. […]